RIC contracts with The Moore Group to perform annual SOC 2 audits. The SOC 2 audit reflects our commitment to conforming to and documenting compliance with those aspects of Gramm-Leach-Bliley that result from our vendor relationship to our clients.
Data Privacy and Security Policies
Our Data Privacy and Security policies detail the secure storage of data, as well as the processes and procedures that all employees must follow when handling customer data.
Business Continuity Plan
Our business continuity plan defines the contingencies in place should a significant disaster occur. The plan is tested annually to ensure operational continuation should there be an adverse event.
Corporate Code of Ethics
Our Corporate Code of Ethics reflects our commitment to high ethical standards and practices, and to sharing the responsibility for maintaining those practices among all employees.
We know Unique & Hard to Value Assets. We've been equipping our clients with the technology and expertise to easily manage their portfolios and mitigate liability for more than 15 years.
Learn how you can mitigate your liability, meet your fiduciary duty and provide a value-added service to your clients. Contact us today to request information or schedule a WebEx demo.